Job Title

Sole Responsible officer 4 and 9 (Head of Direct Investment)

Share This Job

Stella Huo

37 Active Positions

Job Description

The Company

Our client is a Financial Service branch of one of the most well developed State Owned Conglomerate, their core business includes but not limited to Asset Management, debt issuing, Direct Investment, financial leasing and Equity investment. They are now gradually expanding and looking for a high caliber candidate as their Head of Direct Investment, Sole Responsible Officer (type 4 and 9).


  • Participate in strategic & long-term planning of the Company fund.
  • Oversees the full investment process from deal to deal  execution, as well as the management reporting and project disposal.
  • Responsible for the SFC license application on regulated activities.
  • Reviewing, assessing existing investment opportunities and identifying potential investment opportunities
  • Oversees and manages the acquisition activities, including negotiation, takeover and subsequent transition of license activities
  • Liaise with related authorities on Acquisitions matters
  • Serve as the Company’s primary strategic level contact with an assigned group of investors
  • Responsible for expanding the company’s investment team and act as the Sole Responsible officer for type 4 and 9 regulated activities.
  • Assist the department head to manage the business on a day to day basis.


  • Degree or above in any related disciplines.
  • Minimum 8 years of related working experience.
  • Working experience in a a financial institution with PRC or state owned background will have an advantage.
  • Candidate with extensive experience in Direct investment or operation is preferred.
  • Candidate who is experience in obtaining licensing for a new firm will have an advantage, although this client is not a set-up firm.
  • MUST be registered under RA  9 type license as Sole Responsible officer.
  • Strong language capability, including Mandarin.


  • Stable working hour.
  • Stable career
  • Competitive year end bonus.
  • Great Career progression.
  • Fully comprehensive medical insurance and personal insurance
  • Great MPF Pension Scheme


For further information, please contact our Douglas Au at 2523 9994.


Tags: asset management, direct investment, director, investment director, Licensing, MD, PE, PE/VC investments, Sole Responsible officer type 4 and 9

Contact us today and see how Harbridge can move your career forward.

Get In Touch