Job Title

Compliance Consultant (Asset Management experience preferred)

Share This Job

Stella Huo

37 Active Positions

Job Description

Job description
We are now looking for talented compliance consultant with solid experience in dealing with on-going SFC compliance matters.

As a part of the team, you will be helping clients on:
Responsible for Hong Kong regulatory work including SFC enquiries and investigations 
Handle licensing matters, notification, annual return, survey and other ad hoc reports as required by the regulators.
Develop, update and review compliance policies, procedures and guidelines from the compliance perspective and circulate to staff for compliance purpose
Handle internal compliance review and control, to ensure compliance policies and procedures are followed and maintained the rules and regulations 

Requirement
 Bachelor or Master degree in Law or Commerce. 
 3 to 5 years solid experience in dealing with SFC license applications and on-going SFC  compliance matters for SFC licensed firms;
 Ideally have worked in another compliance firm, in house compliance role in an  asset    management firm, or the SFC;
 Strong analytical and solid problem solving capabilities;
 Proficiency in English and Mandarin and Cantonese is a must.

Tags:

Contact us today and see how Harbridge can move your career forward.

Get In Touch